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Management Team
The Core management team of SPA consists
of persons having a rich experience in Corporate Finance and Advisory, Investment
Banking, Risk Management, Securities Banking and Wealth Management.
Mr. Sanjay Joon, President

MBA, having more than 24 years of experience
in marketing of financial products and has a vast experience in information technology
and administration. His forte lies in his abilities of accurately assessing his
customers’ need, meeting them and leading an ever enthusiastic team. He heads Mutual
Fund Division of the Group since its inception.
Mr. Sanjay Gupta, Associate Director (Investment Banking)
B.Com (H), Chartered Accountant, Fellow Member of The Institute of Chartered
Accountants of India Has close to 20 years of work experience in the field of
investment and merchant banking, Fixed Income Securities, Project Financing,
Structured & Corporate Finance
Mr. V K Khattar, Principal Officer

He has to his credit 42 years of rich
experience of working with Oriental Insurance Company Limited and retired as the
Regional Manager. He is associated with our Group as the Principal Officer of the
Insurance arm.
Mr. Vivek Gautam,
Associate Director

He is having 30 years of experience in
the field of Banking & Merchant Banking including 16 years of exclusive experience
in Investment Banking. He has worked for 14 years in PNB till mid 1991 in Managerial
positions. Thereafter he was deputed to PNB Capital Services Limited as Senior Vice
President and worked as Head Merchant Banking during 1991 - 1996 and was associated
in lead managing more than 60 public and rights issues for well known Corporates
and Financial Institutions. He was also Head Investment Department dealing in securities
for one year. Thereafter he worked as Director - Bajaj Capital Limited and President
Merchant Banking for 7 years and also as Head Merchant Banking and Executive Director
with Allianz Securities Limited for 1 year. He has wide experience in issue management,
private placement of equity and debt, corporate advisory & finance, mergers
& takeovers & distribution of financial products. He is with SPA Group since
October 2006 and looking after Merchant Banking.
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